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Emergency Provisions in the Indian Constitution

The Emergency Provisions in the Indian Constitution: A Crucial Safeguard with Lessons and Emotions

The Emergency Provisions of the Indian Constitution are enshrined under Articles 352 to 360 in Part XVIII. The framers of the Constitution recognized the need for such provisions, drawing lessons from World War II. Emergencies arise when a country faces severe threats to its stability, both from external aggressors and internal upheavals. Since federal systems divide powers between Union and State governments, they are considered relatively weaker in times of crisis. To address this, the Emergency Provisions empower the Central Government to assume overriding authority, effectively transforming the federal framework into a unitary system without requiring constitutional amendments.

emergency provisions

Types of Emergency

The Indian Constitution is unique in its adaptability, operating as a federal system in ordinary times and shifting towards a unitary system in extraordinary circumstances. It acknowledges three distinct forms of emergency:

(a) Article 352: Proclamation of National Emergency

This provision allows the declaration of emergency in the event of war, external aggression, or armed rebellion. Popularly known as the National Emergency, it grants sweeping powers to the Union Government to safeguard the nation.

(b) Article 356: Proclamation of State Emergency or President’s Rule

When the governance of a state fails to conform to the Constitution, Article 356 empowers the President to impose direct rule. This is commonly called President’s Rule, and also known as State Emergency or Constitutional Emergency. Although the word “emergency” is not explicitly used in this context. Article 365 complements this clause by allowing Presidential action if a state disregards directions from the Union especially matters on union and residuary list.

(c) Article 360: Financial Emergency

This provision comes into play when India’s financial stability or credit is seriously threatened. The Financial Emergency centralizes fiscal powers, ensuring economic security.

Amendments Shaping Emergency Provisions

The 38th Amendment (1975) made Presidential proclamations of National Emergency immune from judicial review. Presidents could issue multiple proclamations simultaneously, whether or not there is a Proclamation already in existence and in operation and ordinances and laws under Articles 123 and 250 were deemed non-justiciable. Furthermore, fundamental rights such as Articles 14, 19, 20, and 21 could be suspended under Article 359 until the 44th Amendment (1978) nullified them. The same amendment replaced the vague phrase “internal disturbances” with the more precise term armed rebellion, curbing potential misuse by the Executive.


National Emergency Provisions (Article 352)

The President may declare a National Emergency if India’s security, or any part thereof, is endangered by war, external aggression, or armed rebellion. Such a proclamation can even precede the actual occurrence, provided there is imminent danger.

  • External Emergency: Declared on grounds of war or external aggression.
  • Internal Emergency: Declared due to armed rebellion, replacing the earlier phrase “internal disturbances.”

The President can proclaim emergency provisions only after the written recommendation of Union Cabinet, consisting of Prime Minister and other Ministers of Cabinet rank.
A proclamation of Emergency provisions can take place in entire India or a particular region of India as mentioned in the Clause 1 Article 352. The union gains complete control over the State executive and the Parliament makes the law instead of the state legislature.

Duration of the National Emergency provisions

Earlier, Presidents could declare an emergency solely on the Prime Minister’s advice. This unrestricted power was misused during the 1975 Emergency under Indira Gandhi, when the Cabinet was informed only after the proclamation.

The 44th Amendment (1978) corrected this by mandating a written recommendation from the Union Cabinet before such proclamations.

Parliament must approve of the emergency within a month by a special majority through Article 368—defined as a two-thirds majority of members present and voting, plus an absolute majority of the total membership.
Once approved, the proclamation lasts six months but may be extended indefinitely with further parliamentary approval in every six months. If the Lok Sabha is dissolved during this process, the Rajya Sabha’s approval ensures its survival until 30 days after the new Lok Sabha convenes.

The Supreme Court has held in Minerva Mills v. Union of India (1980) that a proclamation of National Emergency can be reviewed judicially if it is motivated by mala fide intentions or based on irrelevant grounds.

Revocation of National Emergency Provisions

  • The President may revoke a National Emergency anytime on the Union Cabinet’s advice.
  • If the Lok Sabha disapproves its continuance, revocation becomes mandatory, added in 44th CAA.
  • A resolution to disapprove can also be initiated by one-tenth of Total members of Lok Sabha to the Speaker or to the President (if the House is not in session), that can be passes with Simple Majority to disapprove the continuation.
  • If the House is not in session, a special sitting must be held within 14 days to decide on the resolution.

Effects of National Emergency (Article 353)

(a) Executive

The Union (centre) gains complete control over state executives. Directions from the Union can extend to any matter, unlike in normal times when they are restricted to communication or railway protection. Under Article 353 (b), power of the Union executive and the parliament over a state can also be extended to those regions which are not part of the proclamation of the emergency provisions. Under Article 255, it is the duty of the Union to protect states against external aggression and internal disturbance.

(b) Legislative

Parliament assumes authority over state Legislature to legislate on matters from the State List as mentioned in the Article 250. Although State legislatures are not suspended, the federal distribution of legislative powers is temporarily overridden. During such emergencies, Union and State legislatures are not dissolved, but the balance of power shifts heavily toward the Centre. The Lok Sabha’s term may be extended by one year at a time, though not beyond six months after the emergency ceases. The one year extension is such that 6 months of Approval of proclamation and 6 months post discontinuation. Similar rule applies to State Assemblies as well.

All the Laws ( under article 250) and ordinances (under article 123) enacted during the emergency become invalid after revocation of emergency, unless repealed, altered, or amended by competent authorities for continuation.

(c) Financial

Under Article 254, The President may alter the financial distribution between the Centre and States, including reducing or halting state transfers. All Money Bills require Presidential assent. However, such fiscal orders cease after the financial year in which the emergency ends unless approved by Parliament.


Effects on Fundamental Rights

Article 358:
The proclamation of emergency on grounds of war or external aggression suspends the six freedoms guaranteed under Article 19. Citizens cannot seek judicial enforcement of these rights, and the State may pass laws or take executive action restricting them. However, after the 44th Amendment (1978), Article 19 can only be suspended in cases of war or external aggression, not armed rebellion.

Article 359:
The President may suspend enforcement of other fundamental rights during emergencies, but such orders require parliamentary approval. Importantly, rights under Article 20 (protection against conviction for offences) and Article 21 (right to life and liberty) cannot be suspended, ensuring a basic safeguard for citizens. While presidential orders are operative, any legislative or executive action taken cannot be challenged, even after the order ceases.


Proclamation of National Emergency provisions in India

India has witnessed the National Emergency thrice:

  1. 1962 (India-China war) – Declared in October 1962 after Chinese forces attacked NEFA (now Arunachal Pradesh). It lasted until January 1968.
  2. 1971 (Bangladesh Liberation War) – Declared in December 1971 due to Pakistan’s aggression, continuing until 1977.
  3. 1975 (Internal Disturbances) – Declared in June 1975 on vague grounds of “internal disturbances.” Indira Gandhi’s government claimed that individuals were inciting police and armed forces against their duties. This proclamation became the most controversial, symbolizing misuse of Emergency Provisions.


State Emergency provisions- The President Rule (Article 356)

The makers of the Constitution clearly recognized that several regions within the country lacked a past tradition of deeply rooted parliamentary governance. Consequently, they realized that a breakdown of the constitutional machinery in a State could not be considered impossible. Thus, it was considered essential for the Union to carry the responsibility of ensuring that every State government functions strictly in accordance with the provisions of the Constitution.

In such cases, the State Emergency Provisions, also known as the President’s Rule, can be enforced under Article 356, supported by two key Emergency provisions:

  • Emergency Provisions under Article 356, and
  • Emergency Provisions under Article 365.

Article 355: Duty of the Union

According to Article 355, it is the responsibility of the Union to protect every State from external aggression as well as internal disturbance. Alongside this, the Union must ensure that governance in every State is carried on as per constitutional requirements.

Article 356: Emergency Provisions in Case of Constitutional Failure

A constitutional failure arises when a Chief Minister cannot be elected, or if the Chief Minister resigns without a clear successor, or when a coalition collapses leading to governmental fall, when a no-confidence motion passes, or when elections are postponed despite being scheduled by the Election Commission.

  1. Under Article 356, if the President, upon receiving a Governor’s report or even without such a report, is satisfied that the governance of a State cannot continue in accordance with the Constitution, he may proclaim:
    • (a) To assume to himself all or part of the functions of the State Government and the powers of the Governor or other authorities (except the State Legislature).
    • (b) To declare that the powers of the State Legislature shall be exercisable by or under Parliament.
    • (c) To make necessary or desirable emergency provisions incidental to the proclamation, including suspension (in whole or part of the state functionary) of any provisions relating to State authorities, except that the President cannot assume powers of the High Court or suspend constitutional provisions relating to High Courts.

Thus, the President can proclaim President’s Rule if satisfied that circumstances demand it, either on the Governor’s recommendation or independently. Furthermore, under Article 357, Parliament may empower the President to make laws for the concerned State, or authorize him to delegate such authority. If Lok Sabha is not in session, the President may authorize expenditure from the State’s Consolidated Fund until Parliament approves it.

Article 365: President’s Rule on Non-Compliance with Union Directives

Article 365 states that if a State fails to comply with or implement Union directions (especially on the matters of Union list and residuary list), the President can legitimately conclude that the government of the State cannot function in accordance with the Constitution, thus invoking Article 356.


Approval of Parliament

The proclamation of President’s Rule must secure approval from both Houses of Parliament within two months, failing which it ceases to operate. Once approved, it remains valid for six months. Parliament may extend it in six-month intervals, up to a maximum of three years, as per Article 356(4). If the Lok Sabha dissolves during such a period, but Rajya Sabha has already approved, the new Lok Sabha must approve the proclamation within 30 days of its first sitting of its new session.

The 44th Constitutional Amendment Act (1978) further limited Parliament’s power to extend President’s Rule beyond one year. Such extension is permitted only under two conditions:

  1. When a National Emergency under Article 352 is in force.
  2. When the Election Commission certifies that general elections to the State Assembly cannot be held due to prevailing difficulties.

Effects of President’s Rule on State Executive

  • The State Council of Ministers, led by the Chief Minister, is either suspended or dismissed by the president(Article 356(1)).
  • The Governor or any competent executive authority administer the State on behalf of the President with the assistance of the Chief Secretary or advisors appointed by the President.

Effects of President’s Rule on State Legislature (Article 357)

  • The State Legislative Assembly may either be suspended or dissolved by the president (Article 356 (1)).
  • The Parliament assumes the responsibility of passing State bills and budgets (Article 356 (!) (b))
  • The President may issue ordinances (under article 123 and 357) for the State when Parliament is not in session.
  • When the State Legislature is dissolved, Parliament acquires extended powers (Article 357):
    • It may delegate legislative powers to the President or another authority specified by him.
    • Parliament or such delegated authority, such the President or a competent authority, may confer powers and duties upon the Union or its officers.
    • The President may authorize expenditure from the State’s Consolidated Fund until Parliament sanctions it.
  • Importantly, laws enacted by Parliament, the President, or delegated authorities during President’s Rule remain operative even after the proclamation ceases. However, these laws may later be repealed, amended, or re-enacted by the State Legislature.

Effects of President’s Rule on State Judiciary (Article 356(1)(c))

The President cannot assume the powers of a High Court or suspend constitutional provisions relating to it. Thus, the judiciary’s independence, powers, and functions remain unaffected during President’s Rule.

Though Article 356 does not explicitly mention dissolution of the Assembly, it allows the President to dissolve it once Parliament approves the proclamation.


Revocation of State Emergency Provisions

President’s Rule may be revoked at any time through a new proclamation by the President, which does not require Parliamentary approval.


Emergency Provisions in Union Territories with legislature

For Union Territories with legislatures such as Puducherry and Jammu & Kashmir, the Emergency Provisions of Article 352 apply under the Government of Union Territory Act, 1963.

In Delhi, Emergency Provisions may be enforced through Article 239AB based on a report from the Lieutenant Governor of NCT Delhi, the President can suspend the provisions in Article 239AA.


Cases of Proper and Improper Use

S.R. Bommai vs Union of India (1994)

The Supreme Court in the S R Bommai case ruled that President’s Rule cannot be imposed arbitrarily. Justice B.P. Jeevan Reddy emphasized that the rights and powers of States must be protected. The Court allowed judicial review of such proclamations on three grounds:

  1. Whether the proclamation was based on material evidence.
  2. Whether the material was relevant.
  3. Whether the proclamation represented mala fide exercise of power.

Key principles included:

  • Article 74(2) does not bar judicial review of the President’s satisfaction.
  • The Union bears the burden of proving relevant grounds existed.
  • The Centre should issue a show-cause notice to the State before imposing Article 356.
  • Dissolution of Assembly is valid only after Parliamentary approval.
  • The Assembly is the rightful forum to test majority support.
  • Article 356 applies to breakdown of constitutional, not administrative, machinery.
  • Courts may restore an illegally dissolved Assembly.

Sarkaria Commission (1987) Recommendations

Sarkaria Commission on Centre-State relations stated that:

  1. President’s Rule should be used only as a last resort.
  2. The Governor’s report should be detailed and clear.
  3. Assemblies must not be dissolved until the proclamation is ratified.
  4. A constitutional amendment should require proclamation materials to be included in the proclamation for effective parliamentary control.
  5. Majority of a political party should be tested on the Assembly floor.

Punchhi Commission Recommendations (2010)

The Commission on Centre-State relations suggested that Emergency Provisions under Articles 352 and 356 could be limited to a part of a State rather than the entire State. However, such a proclamation should not exceed three months.



Financial Emergency Provisions (Article 360)

Article 360: Provisions as to Financial Emergency


(1) Under the Emergency Provisions, if the President is convinced that the financial stability or credit of India, or of any part of its territory, is at risk, he may issue a proclamation declaring a financial emergency.
(2) Such a situation may arise when the nation’s economy destabilizes, either due to internal disruptions or external shocks, prompting the President to act under this clause.

The proclamation must receive approval from both Houses of Parliament within two months, by a simple majority. If it is issued while the Lok Sabha stands dissolved, or if dissolution occurs within this two-month period before approval, the proclamation remains valid for 30 days from the first sitting of the reconstituted Lok Sabha, provided the Rajya Sabha has already approved it. Once sanctioned by both Houses, the Financial Emergency continues indefinitely until revoked. This signifies two points: (a) no maximum time limit exists for its enforcement, and (b) no recurring approval from Parliament is required for its continuation.

During a financial emergency under the Emergency Provisions, the Union’s executive authority extends to directing states to adhere to principles of financial propriety. Such directions may include: (a) instructing states on financial matters, (b) directing reduction in salaries and allowances of specific or all classes of government servants, (c) compelling states to reserve money bills for Parliament’s consideration after passage in state legislatures, and (d) ordering a reduction in salaries and allowances of Central government employees, including Judges of the Supreme Court and High Courts.

Although India has never formally declared a financial emergency under the Emergency Provisions, the nation faced a severe economic crisis in 1990–91, which reflected conditions where such a measure could have been considered.


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